John Harty

San Rafael, CA

Verified Identity

Wealth Advisor at

Carson Wealth

Years of Experience

27 years

Member Since

2023

Allow Me to Introduce Myself

John truly enjoys making connections with new people, both on a personal and professional level and believes that long-term relationships are established through mutual trust. He believes that the behavioral decision-making process can often cause individuals to deviate from making objectively optim...

Clientele

Business Owners

Doctors

Healthcare Workers

Tech Employees

Divorcees

Partners at Law Firms

Services Provided

Financial Planning

Tax Planning

Estate Planning Strategies

Investment Management

Specialties and Expertise

Business Ownership Strategies

Endowments & Charities

Cash Flow Analysis

College Planning

Trust Services

Retirement Income

Credentials and Designations

AIF®

Accredited Investment Fiduciary®

Click to learn more

Series 63

Series 63 - Uniform Securities State Law Examination

Click to learn more

Pricing Models

Flat FeeAUM

Previous Work Experience

Sterling Wealth Management Inc.

Director of Wealth Management

2014 - 2019

Forward Management LLC

Vice President, Institutional

2012 - 2014

GE

Director, National Accounts GE Asset Management

2008 - 2012

Disclosures and Proof of License

SEC Profile

Advisor Disclosure

Investment advisory services offered through CWM, LLC, an SEC Registered Investment Advisor. Carson Partners, a division of CWM, LLC, is a nationwide partnership of advisors.

AdvisorFinder Disclosure

AdvisorFinder ("AF") receives cash compensation from financial advisors in exchange for contact inquiries. AF is not an advisory client of any of the advisors it refers you to. AF has a conflict of interest because it has a financial incentive to refer you first to its paying customers (please click here for details). AF search results are conferred based on standardized and automated factors.